Form 4 for GO Grocery Outlet Holding Corp.
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001771515-24-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-04 | 2024-03-01 | GO | Lindberg Eric J. Jr. | Dir | S - Sale+OE | $26.16 | -300.0K | 307.1K | -49% | -$7.85M |
| D | 2024-03-04 | 2024-02-29 | GO | Lindberg Eric J. Jr. | Dir | A - Grant | $0.00 | +69.5K | 107.1K | +185% | $0 |
| D | 2024-03-04 | 2024-03-01 | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $7.13 | +300.0K | 407.1K | +280% | +$2.14M |
| D | 2024-03-04 | 2024-03-01 | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $0.00 | -300.0K | 707.8K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 100,000 | $26.27 | 107,123 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.21 to $26.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2024-03-01 | S | D | 100,000 | $26.21 | 207,123 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2024-02-29 | A | A | 69,507 | $0.00 | 107,123 | D | — | — | (F1) Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021. |
| 4 | Common | Common Stock | 2024-03-01 | S | D | 100,000 | $26.01 | 307,123 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.02, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Common Stock | 2024-03-01 | M | A | 300,000 | $7.13 | 407,123 | D | — | — | |
| 6 | Derivative | Stock Options (Right to Buy) | 2024-03-01 | M | D | 300,000 | $0.00 | 707,779 | D | $7.13 · — to 2024-10-21 | 300,000 Common Stock | (F7) These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |