Form 4 for GO Grocery Outlet Holding Corp.
Accepted 2024-09-23 00:00:00 ET · period of report 2024-09-19 · accession 0001771515-24-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-23 | 2024-09-19 | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $7.13 | +200.1K | 271.0K | +282% | +$1.43M |
| D | 2024-09-23 | 2024-09-19 | GO | Lindberg Eric J. Jr. | Dir | S - Sale+OE | $16.29 | -200.1K | 70.9K | -74% | -$3.26M |
| D | 2024-09-23 | 2024-09-19 | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $0.00 | -200.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-19 | M | A | 200,095 | $7.13 | 271,033 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-19 | S | D | 200,095 | $16.29 | 70,938 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.68, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Stock Options (Right to Buy) | 2024-09-19 | M | D | 200,095 | $0.00 | 0 | D | $7.13 · — to 2024-10-21 | 200,095 Common Stock | (F4) These stock options were vested and exercisable, and had an expiration date of 10/21/2024. |