Form 4 for USIO Usio, Inc.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-18 · accession 0001772093-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-20 | 2023-11-18 | USIO | Bender Blaise | Dir | F - Tax | $1.70 | -800 | 81.7K | -1.0% | -$1,360 |
| D | 2023-11-20 | 2023-11-18 | USIO | Bender Blaise | Dir | M - OptEx | $1.70 | +4,000 | 82.5K | +5% | +$6,800 |
| D | 2023-11-20 | 2023-11-18 | USIO | Bender Blaise | Dir | M - OptEx | $1.70 | +4,000 | 28.2K | +17% | +$6,800 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | F | D | 800 | $1.70 | 81,677 | D | — | — | (F2) The reporting person returned 800 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due. |
| 2 | Common | Common Stock | 2023-11-18 | M | A | 4,000 | $1.70 | 82,477 | D | — | — | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 |
| 3 | Derivative | Restricted Stock Units | 2023-11-18 | M | A | 4,000 | $1.70 | 28,200 | D | $0.00 · 2023-11-18 to 2031-11-18 | 4,000 Common Stock | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 |