Form 4 for DT Dynatrace, Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001773383-21-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-09 | DT | Pace Stephen J. | Chief Revenue Off | S - Sale+OE | $63.46 | -104.7K | 79.9K | -57% | -$6.64M |
| DM | 2021-12-13 | 2021-12-09 | DT | Pace Stephen J. | Chief Revenue Off | M - OptEx | $24.23 | +91.8K | 124.4K | +281% | +$2.22M |
| DM | 2021-12-13 | 2021-12-09 | DT | Pace Stephen J. | Chief Revenue Off | M - OptEx | $0.00 | -91.8K | 73.9K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 17,874 | $64.67 | 76,995 | D | — | — | (F5) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.49 to $65.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F6) The number of securities reported reflects the acquisition on November 26, 2021 of 1 share of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of June 1, 2021 through November 26, 2021. |
| 2 | Common | Common Stock | 2021-12-09 | S | D | 47,439 | $63.02 | 76,994 | D | — | — | (F3) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.76 to $63.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-12-09 | M | A | 44,327 | $33.03 | 121,321 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-09 | S | D | 26,453 | $63.42 | 94,868 | D | — | — | (F4) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.18 to $64.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-12-09 | S | D | 2,874 | $64.57 | 76,994 | D | — | — | (F2) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.93 to $65.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-12-09 | S | D | 10,027 | $63.13 | 79,868 | D | — | — | (F1) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.76 to $63.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-12-09 | M | A | 47,439 | $16.00 | 124,433 | D | — | — | |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-12-09 | M | D | 47,439 | $0.00 | 110,684 | D | $16.00 · — to 2029-07-31 | 47,439 Common Stock | (F7) Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-12-09 | M | D | 44,327 | $0.00 | 73,873 | D | $33.03 · — to 2030-05-15 | 44,327 Common Stock | (F8) Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter. |