Form 4 for DT Dynatrace, Inc.
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-15 · accession 0001773383-22-000151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-16 | 2022-12-15 | DT | Allen Alicia | CAO | M - OptEx | $16.00 | +25.0K | 119.2K | +27% | +$400.0K |
| DM | 2022-12-16 | 2022-12-15 | DT | Allen Alicia | CAO | S - Sale+OE | $39.78 | -32.0K | 87.3K | -27% | -$1.27M |
| D | 2022-12-16 | 2022-12-15 | DT | Allen Alicia | CAO | M - OptEx | $0.00 | -25.0K | 40.0K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | M | A | 25,000 | $16.00 | 119,208 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | S | D | 25,000 | $39.75 | 94,208 | D | — | — | (F1) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.45 to $39.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-12-15 | S | D | 6,985 | $39.87 | 87,281 | D | — | — | (F2) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.82 to $39.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F3) The number of securities reported reflects the acquisition on December 5, 2022 of 58 shares of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of May 31, 2022 through December 5, 2022. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-12-15 | M | D | 25,000 | $0.00 | 40,000 | D | $16.00 · — to 2029-07-31 | 25,000 Common Stock | (F4) Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter. |