Form 4 for DT Dynatrace, Inc.
Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0001773383-23-000092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-09 | 2023-06-09 | DT | Pace Stephen J. | Chief Revenue Off | M - OptEx | $33.03 | +16.5K | 182.1K | +10% | +$544.4K |
| DM | 2023-06-09 | 2023-06-07+ | DT | Pace Stephen J. | Chief Revenue Off | S - Sale+OE | $51.39 | -55.4K | 152.9K | -27% | -$2.85M |
| D | 2023-06-09 | 2023-06-09 | DT | Pace Stephen J. | Chief Revenue Off | M - OptEx | $0.00 | +16.5K | 57.4K | +40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-09 | M | A | 16,482 | $33.03 | 182,069 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-07 | S | D | 26,222 | $51.75 | 165,587 | D | — | — | (F1) Represents shares sold pursuant to the Issuer's mandatory sale-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs. (F2) The number of securities reported reflects the acquisition on June 5, 2023 of 694 shares of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of December 5, 2022 through June 5, 2023. |
| 3 | Common | Common Stock | 2023-06-09 | S | D | 29,178 | $51.07 | 152,891 | D | — | — | (F3) The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-06-09 | M | A | 16,482 | $0.00 | 57,391 | D | $33.03 · — to 2030-05-15 | 16,482 Common Stock | (F4) Stock options granted on May 15, 2020, 25% of which became exercisable and vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter. |