Form 4 for HIMS Hims & Hers Health, Inc.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001773751-23-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | HIMS | Boughton Soleil | CLO | F - Tax | $8.80 | -11.5K | 189.8K | -6% | -$101.1K |
| D | 2023-06-20 | 2023-06-16 | HIMS | Boughton Soleil | CLO | S - Sale+OE | $9.01 | -14.3K | 189.8K | -7% | -$128.6K |
| DM | 2023-06-20 | 2023-06-15+ | HIMS | Boughton Soleil | CLO | M - OptEx | $2.43 | +47.5K | 204.1K | +30% | +$115.4K |
| DM | 2023-06-20 | 2023-06-15+ | HIMS | Boughton Soleil | CLO | M - OptEx | $0.7301 | -47.5K | 313.1K | -13% | -$34.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-15 | F | D | 11,487 | $8.80 | 189,830 | D | — | — | (F2) The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the reported vesting and settlement of RSUs. |
| 2 | Common | Class A Common Stock | 2023-06-16 | S | D | 14,271 | $9.01 | 189,830 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $9.00 - $9.055. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2023-06-15 | M | A | 33,228 | — | 201,317 | D | — | — | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. |
| 4 | Common | Class A Common Stock | 2023-06-16 | M | A | 14,271 | $2.43 | 204,101 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 12,222 | $0.00 | 183,345 | D | — · — to — | 12,222 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F5) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 10,916 | $0.00 | 120,072 | D | — · — to — | 10,916 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F6) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2022. |
| 7 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 3,665 | $0.00 | 25,655 | D | — · — to — | 3,665 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F7) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021. |
| 8 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 3,312 | $0.00 | 23,187 | D | — · — to — | 3,312 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F7) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021. |
| 9 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 651 | $0.00 | 4,556 | D | — · — to — | 651 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F7) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021. |
| 10 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 324 | $0.00 | 2,268 | D | — · — to — | 324 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F7) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021. |
| 11 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 19 | $0.00 | 137 | D | — · — to — | 19 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F7) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021. |
| 12 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 2,077 | $0.00 | 6,232 | D | — · — to — | 2,077 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F8) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2020. |
| 13 | Derivative | Restricted Stock Unit | 2023-06-15 | M | D | 42 | $0.00 | 124 | D | — · — to — | 42 Class A Common Stock | (F1) The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. (F8) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2020. |
| 14 | Derivative | Stock Option (right to buy) | 2023-06-16 | M | D | 14,271 | $2.43 | 313,119 | D | $2.43 · — to 2030-05-12 | 14,271 Class A Common Stock | (F9) The option award is subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with 1/48 of the shares subject to the option award vesting monthly beginning February 12, 2020. |