Form 4 for KEQU KEWAUNEE SCIENTIFIC CORP /DE/
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-21 · accession 0001775052-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-23 | 2022-06-21 | KEQU | Gardner Donald T. III | CFO | M - OptEx | $0.00 | +3,400 | 10.1K | +51% | $0 |
| D | 2022-06-23 | 2022-06-21 | KEQU | Gardner Donald T. III | CFO | F - Tax | $13.99 | -971 | 9,156 | -10% | -$13.6K |
| D | 2022-06-23 | 2022-06-21 | KEQU | Gardner Donald T. III | CFO | M - OptEx | $0.00 | -3,400 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-21 | M | A | 3,400 | $0.00 | 10,127 | D | — | — | (F1) Restricted stock units convert to common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-21 | F | D | 971 | $13.99 | 9,156 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-06-21 | M | D | 3,400 | $0.00 | 0 | D | — · — to — | 3,400 Common Stock | (F3) The performance-based restricted stock units subject to the award partially expired on June 19, 2022 as a result of the Company's failure to fully achieve the applicable performance goals over the three-year period. (F1) Restricted stock units convert to common stock on a one-for-one basis. (F2) On June 19, 2019, the reporting person was granted restricted stock units that vest as follows: (a) 30% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning June 19, 2020, subject to the reporting person's continued employment with the Company; and (b) 70% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that vest only if performance goals are achieved over a three-year period. The actual number of units (if any) received under this award depend on continued employment and actual performance over the three-year performance period. |