Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-30 · accession 0001775189-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-30+ | SPFI | Crockett Steven B | CFO, Treas | F - Tax | $27.81 | -2,404 | 29.1K | -8% | -$66.9K |
| D | 2023-01-04 | 2022-12-30 | SPFI | Crockett Steven B | CFO, Treas | M - OptEx | $12.03 | +3,000 | 31.5K | +11% | +$36.1K |
| D | 2023-01-04 | 2022-12-30 | SPFI | Crockett Steven B | CFO, Treas | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | F | D | 1,709 | $27.93 | 29,834 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 2 | Common | Common Stock | 2022-12-30 | M | A | 3,000 | $12.03 | 31,543 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F2) Effective September 12, 2022, SPFI eliminated the SPFI stock fund as an investment alternative available under the City Bank 401(k) Plan (the "401(k) Plan"). As a result, the 226 shares of SPFI common stock the Reporting Person previously reported as beneficially owned under the 401(k) Plan were liquidated. |
| 3 | Common | Common Stock | 2023-01-03 | F | D | 695 | $27.53 | 29,139 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 4 | Derivative | Stock Options (Right to Buy) | 2022-12-30 | M | D | 3,000 | $0.00 | 0 | D | $12.03 · — to 2022-12-31 | 3,000 Common Stock | (F4) These were fully exercisable on date of grant. |