Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-29 · accession 0001775189-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2023-12-29 | SPFI | Crockett Steven B | CFO, Treas | M - OptEx | $10.33 | +6,000 | 68.9K | +10% | +$62.0K |
| D | 2024-01-03 | 2023-12-29 | SPFI | Crockett Steven B | CFO, Treas | F - Tax | $29.58 | -3,047 | 65.8K | -4% | -$90.1K |
| D | 2024-01-03 | 2023-12-29 | SPFI | Crockett Steven B | CFO, Treas | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-29 | M | A | 6,000 | $10.33 | 68,852 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 2 | Common | Common Stock | 2023-12-29 | F | D | 3,047 | $29.58 | 65,805 | D | — | — | |
| 3 | Derivative | Stock Options (Right to Buy) | 2023-12-29 | M | D | 6,000 | $0.00 | 0 | D | $10.33 · — to 2023-12-31 | 6,000 Common Stock | (F2) The stock options were fully vested and exercisable on the date of grant to the Reporting Person. |