Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0001775195-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-08-14 | 2023-08-11 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | S - Sale | $26.88 | -23.0K | 64.0K | -26% | -$618.2K |
| 2023-08-14 | 2023-08-10 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | D - Sale to Iss | $26.88 | -80.0K | 1.46M | -5% | -$2.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | S | D | 23,000 | $26.88 | 64,000 | I | — | — | (F2) Shares sold to Noe G. Valles, a director of the Issuer, in a private transaction. |
| 2 | Common | Common Stock | 2023-08-10 | D | D | 80,000 | $26.88 | 1,458,263 | D By RTW Trust | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F3) Shares held in the Richard Thomas White 2021 Trust ("RTW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust. |