Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2025-01-03 00:00:00 ET · period of report 2024-12-31 · accession 0001775195-25-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-03 | 2024-12-31 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | M - OptEx | $5.88 | +3,000 | 869.0K | +0.3% | +$17.6K |
| D | 2025-01-03 | 2025-01-03 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | A - Grant | $34.01 | +3,675 | 870.2K | +0.4% | +$125.0K |
| DM | 2025-01-03 | 2024-12-31+ | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | F - Tax | $34.69 | -2,402 | 866.6K | -0.3% | -$83.3K |
| D | 2025-01-03 | 2024-12-31 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
| D | 2025-01-03 | 2025-01-03 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | A - Grant | $0.00 | +11.1K | 11.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-31 | M | A | 3,000 | $5.88 | 868,967 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 2 | Common | Common Stock | 2025-01-03 | A | A | 3,675 | $34.01 | 870,240 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 3 | Common | Common Stock | 2024-12-31 | F | D | 1,117 | $34.53 | 867,850 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 4 | Common | Common Stock | 2025-01-02 | F | D | 1,285 | $34.83 | 866,565 | D | — | — | |
| 5 | Derivative | Stock Options (Right to Buy) | 2024-12-31 | M | D | 3,000 | $0.00 | 0 | D | $5.88 · — to 2024-12-31 | 3,000 Common Stock | (F9) These were fully exercisable on the date of grant to the Reporting Person. |
| 6 | Derivative | Stock Options (Right to Buy) | 2025-01-03 | A | A | 11,144 | $0.00 | 11,144 | D | $34.01 · — to 2035-01-03 | 11,144 Common Stock | (F10) 25% of the stock options vest on the first anniversary of January 3, 2025; thereafter, the remaining vest pro rata on a monthly basis over the next 36 months. Notwithstanding the foregoing, the stock options will automatically become fully vested upon the earlier of: (i) the Reporting Person's disability, (ii) the Reporting Person's death, and (iii) immediately prior to a change in control of the Issuer. |