Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.

Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0001775199-23-000003 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-06-09	2023-06-07+	SPFI	Newsom Cory T	Pres, Dir	P - Purchase	$23.55	+3,835	263.8K	+1%	+$90.3K
I	2023-06-09	2023-06-09	SPFI	Newsom Cory T	Pres, Dir	P - Purchase	$23.84	+643	643	New	+$15.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-06-09	P	A	335	$23.75	264,182	D	—	—	(F2) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
2	Common	Common Stock	2023-06-09	P	A	643	$23.84	643	I	—	—
3	Common	Common Stock	2023-06-07	P	A	3,500	$23.53	263,847	D By Spouse	—	—	(F1) The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $23.48 to $23.54 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. (F2) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F3) Shares owned by the Reporting Person's spouse.