Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2023-03-22 00:00:00 ET · period of report 2023-03-15 · accession 0001775278-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-03-22 | 2023-03-15 | SPFI | Newsom Mikella D | CRO, Sec | A - Grant | $0.00 | +549 | 15.4K | +4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | A | A | 549 | $0.00 | 15,405 | I By Spouse | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F2) Since the date of the Reporting Person's last report, 11,814 shares previously owned through South Plains Financial, Inc's Employee Stock Ownership Plan (the "ESOP") were rolled over into a self-directed individual retirement account and, therefore, are now owned directly by the Reporting Person's spouse. |