Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001775278-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $18.17 | +24.0K | 48.4K | +98% | +$435.8K |
| DM | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | F - Tax | $38.80 | -11.2K | 42.8K | -21% | -$435.9K |
| DMI | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $17.95 | +5,221 | 21.8K | +32% | +$93.7K |
| DMI | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | F - Tax | $38.80 | -2,416 | 20.6K | -10% | -$93.7K |
| DM | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $0.00 | -24.0K | 0 | -100% | $0 |
| DMI | 2024-11-19 | 2024-11-15 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $0.00 | -5,221 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-15 | M | A | 13,455 | $16.00 | 43,450 | D By Spouse | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 2 | Common | Common Stock | 2024-11-15 | F | D | 5,549 | $38.80 | 37,901 | D By Spouse | — | — | (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 3 | Common | Common Stock | 2024-11-15 | M | A | 10,537 | $20.93 | 48,438 | D By Spouse | — | — | (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 4 | Common | Common Stock | 2024-11-15 | F | D | 5,685 | $38.80 | 42,753 | D By Spouse | — | — | (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 5 | Common | Common Stock | 2024-11-15 | M | A | 3,158 | $16.00 | 20,999 | I | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 6 | Common | Common Stock | 2024-11-15 | F | D | 1,303 | $38.80 | 19,696 | I | — | — | |
| 7 | Common | Common Stock | 2024-11-15 | M | A | 2,063 | $20.93 | 21,759 | I | — | — | |
| 8 | Common | Common Stock | 2024-11-15 | F | D | 1,113 | $38.80 | 20,646 | I | — | — | |
| 9 | Derivative | Stock Options (Right to Buy) | 2024-11-15 | M | D | 13,455 | $0.00 | 0 | D By Spouse | $16.00 · — to 2029-08-21 | 13,455 Common Stock | (F5) Stock options owned by the Reporting Person's spouse, who is also an employee of the Issuer. (F3) 25% of the stock options vested and exercisable on each of the first four anniversaries of January 1, 2019. |
| 10 | Derivative | Stock Options (Right to Buy) | 2024-11-15 | M | D | 2,063 | $0.00 | 0 | I | $20.93 · — to 2030-02-19 | 2,063 Common Stock | (F4) 25% of the stock options vested and exercisable on each of the first four anniversaries of January 1, 2020. |
| 11 | Derivative | Stock Options (Right to Buy) | 2024-11-15 | M | D | 3,158 | $0.00 | 0 | I | $16.00 · — to 2029-08-21 | 3,158 Common Stock | (F3) 25% of the stock options vested and exercisable on each of the first four anniversaries of January 1, 2019. |
| 12 | Derivative | Stock Options (Right to Buy) | 2024-11-15 | M | D | 10,537 | $0.00 | 0 | D By Spouse | $20.93 · — to 2030-02-19 | 10,537 Common Stock | (F5) Stock options owned by the Reporting Person's spouse, who is also an employee of the Issuer. (F4) 25% of the stock options vested and exercisable on each of the first four anniversaries of January 1, 2020. |