Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2025-01-03 00:00:00 ET · period of report 2024-12-31 · accession 0001775278-25-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $5.88 | +3,000 | 45.8K | +7% | +$17.6K |
| DI | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $5.88 | +3,000 | 23.6K | +15% | +$17.6K |
| DI | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | F - Tax | $34.53 | -1,117 | 22.5K | -5% | -$38.6K |
| D | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | F - Tax | $34.53 | -1,117 | 44.6K | -2% | -$38.6K |
| DI | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
| D | 2025-01-03 | 2024-12-31 | SPFI | Newsom Mikella D | CRO, Sec | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-31 | M | A | 3,000 | $5.88 | 45,753 | D By Spouse | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 2 | Common | Common Stock | 2024-12-31 | M | A | 3,000 | $5.88 | 23,646 | I | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 3 | Common | Common Stock | 2024-12-31 | F | D | 1,117 | $34.53 | 22,529 | I | — | — | |
| 4 | Common | Common Stock | 2024-12-31 | F | D | 1,117 | $34.53 | 44,636 | D By Spouse | — | — | (F2) Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer. |
| 5 | Derivative | Stock Options (Right to Buy) | 2024-12-31 | M | D | 3,000 | $0.00 | 0 | I | $5.88 · — to 2024-12-31 | 3,000 Common Stock | (F3) These were fully exercisable on date of grant to Reporting Person. |
| 6 | Derivative | Stock Options (Right to Buy) | 2024-12-31 | M | D | 3,000 | $0.00 | 0 | D By Spouse | $5.88 · — to 2024-12-31 | 3,000 Common Stock | (F4) Stock options held by the Reporting Person's spouse, who is also an employee of the Issuer. (F3) These were fully exercisable on date of grant to Reporting Person. |