Form 4 for SMCI Supermicro
Accepted 2025-11-17 00:00:00 ET · period of report 2025-11-13 · accession 0001777243-25-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-17 | 2025-11-13 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $2.57 | +107.7K | 134.7K | +399% | +$276.5K |
| DM | 2025-11-17 | 2025-11-13 | SMCI | KAO GEORGE | SVP, Ops | M - OptEx | $0.00 | -107.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-13 | M | A | 15,600 | $2.04 | 42,591 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-13 | M | A | 12,100 | $2.37 | 54,691 | D | — | — | |
| 3 | Common | Common Stock | 2025-11-13 | M | A | 80,000 | $2.70 | 134,691 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2025-11-13 | M | D | 15,600 | $0.00 | 0 | D | $2.04 · — to 2030-03-27 | 15,600 Common Stock | (F1) This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. (F2) This stock option is fully vested and exercisable. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2025-11-13 | M | D | 12,100 | $0.00 | 0 | D | $2.37 · — to 2030-10-27 | 12,100 Common Stock | (F1) This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. (F2) This stock option is fully vested and exercisable. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-11-13 | M | D | 80,000 | $0.00 | 0 | D | $2.70 · — to 2027-08-02 | 80,000 Common Stock | (F2) This stock option is fully vested and exercisable. |