Form 4 for SMA SmartStop Self Storage REIT, Inc.

Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001781316-23-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-03-06	2023-03-02	SMA	Barry James R.	CFO, Treas	A - Grant	$0.00	+5,112	13.7K	+60%	$0
	2023-03-06	2023-03-02	SMA	Barry James R.	CFO, Treas	F - Tax	$0.00	-1,768	11.9K	-13%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-03-02	A	A	5,112.40	$0.00	13,682.30	D	—	—	(F1) Includes shares of restricted stock previously reported as being owned by the Reporting Person, which shares of restricted stock were subject to vesting based on the achievement of specified performance measures. The actual number of shares of restricted stock to be issued upon vesting could range from 0% to 200% of the number of shares of restricted stock reported based on the actual performance measure achieved. On March 2, 2023, the Compensation Committee of the Issuer's Board of Directors determined that a performance measure had been achieved such that 200% of the number of shares of restricted stock previously reported should vest. Accordingly, on March 2, 2023, 2,556.2 shares of restricted stock previously reported as being owned by the Reporting Person vested, and an additional 2,556.2 shares of restricted stock were issued to the Reporting Person.
2	Common	Class A Common Stock	2023-03-02	F	D	1,767.86	$0.00	11,914.44	D	—	—	(F2) Represents 1,767.86 shares of restricted stock being withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and net settlement of shares of restricted stock previously reported as being owned by the Reporting Person.