Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2024-10-07 00:00:00 ET · period of report 2024-10-03 · accession 0001781755-24-000081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-10-07 | 2024-10-03+ | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | -58.0K | 2.24M | -3% | $0 |
| DM | 2024-10-07 | 2024-10-03+ | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | 0 | 0 | New | $0 |
| DMI | 2024-10-07 | 2024-10-03+ | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | -58.0K | 2.24M | -3% | $0 |
| DM | 2024-10-07 | 2024-10-03+ | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2024-10-03 | G | D | 3,036 | $0.00 | 57,956 | I By Trust | — | — | (F1) These securities are directly held by the Laura R. Sherman Trust, GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee. |
| 2 | Common | Class B Common Stock | 2024-10-03 | G | A | 3,036 | $0.00 | 3,036 | D By Trust | — | — | (F1) These securities are directly held by the Laura R. Sherman Trust, GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee. |
| 3 | Common | Class B Common Stock | 2024-10-03 | G | D | 57,956 | $0.00 | 0 | I By Trust | — | — | (F2) These securities are directly held by the Laura R. Sherman Trust, dated April 15, 2019, of which the reporting person serves as the sole trustee and beneficiary. |
| 4 | Common | Class B Common Stock | 2024-10-04 | G | D | 3,036 | $0.00 | 0 | D | — | — | |
| 5 | Common | Class B Common Stock | 2024-10-04 | G | A | 3,036 | $0.00 | 2,236,218 | I | — | — | |
| 6 | Derivative | LLC Units in The Baldwin Insurance Group Holdings, LLC | 2024-10-03 | G | D | 3,036 | $0.00 | 57,956 | I By Trust | $0.00 · — to — | 3,036 Class A Common Stock | (F1) These securities are directly held by the Laura R. Sherman Trust, GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |
| 7 | Derivative | LLC Units in The Baldwin Insurance Group Holdings, LLC | 2024-10-03 | G | A | 3,036 | $0.00 | 3,036 | D By Trust | $0.00 · — to — | 3,036 Class A Common Stock | (F1) These securities are directly held by the Laura R. Sherman Trust, GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in The Baldwin Insurance Group Holdings, LLC | 2024-10-03 | G | D | 57,956 | $0.00 | 0 | I By Trust | $0.00 · — to — | 57,956 Class A Common Stock | (F2) These securities are directly held by the Laura R. Sherman Trust, dated April 15, 2019, of which the reporting person serves as the sole trustee and beneficiary. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |
| 9 | Derivative | LLC Units in The Baldwin Insurance Group Holdings, LLC | 2024-10-04 | G | D | 3,036 | $0.00 | 0 | D | $0.00 · — to — | 3,036 Class A Common Stock | (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |
| 10 | Derivative | LLC Units in The Baldwin Insurance Group Holdings, LLC | 2024-10-04 | G | A | 3,036 | $0.00 | 2,236,218 | I | $0.00 · — to — | 3,036 Class A Common Stock | (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |