Form 4 for MSDL Morgan Stanley Direct Lending Fund
Accepted 2021-10-19 00:00:00 ET · period of report 2021-08-09 · accession 0001782524-21-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-10-19 | 2021-10-15 | MSDL | Metz Adam S | Dir | P - Purchase | $21.01 | +4,935 | 27.2K | +22% | +$103.7K |
| I | 2021-10-19 | 2021-08-09 | MSDL | Metz Adam S | Dir | J - Other | $0.00 | +1.90 | 22.3K | +0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-10-15 | P | A | 4,935.15 | $21.01 | 27,246.57 | I See Footnote | — | — | (F2) Mr. Metz is the settlor and trustee of the Adam Metz 2006 Trust, which owns the reported securities. Mr. Metz disclaims beneficial ownership of shares of common stock held by the Adam Metz 2006 Trust, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-08-09 | J | A | 1.90 | $0.00 | 22,311.42 | I See Footnote | — | — | (F1) Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, additional shares of Common Stock were reallocated for no additional consideration. (F2) Mr. Metz is the settlor and trustee of the Adam Metz 2006 Trust, which owns the reported securities. Mr. Metz disclaims beneficial ownership of shares of common stock held by the Adam Metz 2006 Trust, except to the extent of his pecuniary interest therein. |