Form 4 for HOOD Robinhood Markets

Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-30 · accession 0001783879-21-000011 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-08-03	2021-07-30	HOOD	Gallagher Daniel Martin Jr	CLO	S - Sale	$35.19	-193.1K	67.8K	-74%	-$6.80M
M	2021-08-03	2021-08-02	HOOD	Gallagher Daniel Martin Jr	CLO	J - Other	—	0	0	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-07-30	S	D	193,100	$35.19	67,830	D	—	—	(F1) This transaction was executed in multiple trades during the day at prices ranging from $33.52 to $36.22. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
2	Common	Class A Common Stock	2021-08-02	J	A	67,830	—	67,830	D	—	—	(F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering.
3	Common	Common Stock	2021-08-02	J	D	67,830	—	0	D	—	—	(F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering.