InsiderTrades

Form 4/A for HOOD Robinhood Markets

Accepted 2021-09-03 00:00:00 ET · period of report 2021-07-28 · accession 0001783879-21-000031 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
A 2021-09-03 2021-07-28 HOOD Warnick Jason CFO F - Tax $38.00 -318.1K 436.6K -42% -$12.09M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-07-28 F D 318,107 $38.00 436,585 D — — (F1) Shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). (F2) Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 754,692 RSUs and does not represent a sale by the Reporting Person.