Form 4 for HOOD Robinhood Markets
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-01 · accession 0001783879-21-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-15 | 2021-09-01 | HOOD | RUBINSTEIN JONATHAN | Dir | M - OptEx | — | +4,527 | 57.2K | +9% | — |
| D | 2021-09-15 | 2021-09-01 | HOOD | RUBINSTEIN JONATHAN | Dir | M - OptEx | $0.00 | -4,527 | 67.9K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-01 | M | A | 4,527 | — | 57,158 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 2 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 4,527 | $0.00 | 67,919 | D | — · — to 2028-05-28 | 4,527 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F2) On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |