Form 4 for HOOD Robinhood Markets
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-14 · accession 0001783879-21-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-15 | 2021-09-14 | HOOD | Gallagher Daniel Martin Jr | CLO | M - OptEx | $10.24 | +9,765 | 77.6K | +14% | +$100.0K |
| D | 2021-09-15 | 2021-09-14 | HOOD | Gallagher Daniel Martin Jr | CLO | M - OptEx | $0.00 | -9,765 | 254.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-14 | M | A | 9,765 | $10.24 | 77,595 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-09-14 | M | D | 9,765 | $0.00 | 254,595 | D | $10.24 · — to 2030-07-05 | 9,765 Class A Common Stock | (F1) On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |