Form 4 for HOOD Robinhood Markets
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001783879-21-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-13 | 2021-12-09 | HOOD | Bhatt Baiju | Chief Creative Off, Dir | C - Cnv Deriv | — | +2.20M | 3.21M | +217% | — |
| DI | 2021-12-13 | 2021-12-09 | HOOD | Bhatt Baiju | Chief Creative Off, Dir | C - Cnv Deriv | $0.00 | -2.20M | 58.59M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-09 | C | A | 2,200,000 | — | 3,212,254 | I By Living Trust | — | — | (F2) Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. |
| 2 | Derivative | Class B Common Stock | 2021-12-09 | C | D | 2,200,000 | $0.00 | 58,591,600 | I By Living Trust | — · — to — | 2,200,000 Class A Common Stock | (F2) Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. |