Form 4 for HOOD Robinhood Markets
Accepted 2022-04-04 00:00:00 ET · period of report 2022-04-01 · accession 0001783879-22-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-04 | 2022-04-01 | HOOD | Treseder Oluwadara Johnson | Dir | M - OptEx | — | +1,454 | 2,977 | +95% | — |
| D | 2022-04-04 | 2022-04-01 | HOOD | Treseder Oluwadara Johnson | Dir | M - OptEx | $0.00 | -1,454 | 1,470 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | M | A | 1,454 | — | 2,977 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 2 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 1,454 | $0.00 | 1,470 | D | — · — to — | 1,454 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F2) On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Of that amount, 985 RSUs vested January 1, 2022, 1,454 RSUs vested on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |