Form 4 for HOOD Robinhood Markets
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001783879-22-000116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-03 | 2022-06-01 | HOOD | Chennapragada Aparna | Chief Product Off | M - OptEx | — | +24.1K | 216.3K | +13% | — |
| D | 2022-06-03 | 2022-06-01 | HOOD | Chennapragada Aparna | Chief Product Off | F - Tax | $9.37 | -12.0K | 204.3K | -6% | -$112.0K |
| D | 2022-06-03 | 2022-06-01 | HOOD | Chennapragada Aparna | Chief Product Off | M - OptEx | $0.00 | -24.1K | 361.7K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-01 | M | A | 24,112 | — | 216,300 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F2) Reflects the acquisition of 918 shares in May 2022 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan. |
| 2 | Common | Class A Common Stock | 2022-06-01 | F | D | 11,955 | $9.37 | 204,345 | D | — | — | (F3) Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 24,112 RSUs and does not represent a sale by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 24,112 | $0.00 | 361,690 | D | — · — to — | 24,112 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F4) On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |