Form 4 for HOOD Robinhood Markets
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-21 · accession 0001783879-22-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-23 | 2022-06-21 | HOOD | Frei Frances X | Dir | M - OptEx | — | +1,457 | 15.8K | +10% | — |
| D | 2022-06-23 | 2022-06-22 | HOOD | Frei Frances X | Dir | A - Grant | $0.00 | +30.0K | 30.0K | New | $0 |
| D | 2022-06-23 | 2022-06-21 | HOOD | Frei Frances X | Dir | M - OptEx | $0.00 | -1,457 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-21 | M | A | 1,457 | — | 15,773 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 2 | Derivative | Restricted Stock Units | 2022-06-22 | A | A | 30,040 | $0.00 | 30,040 | D | — · — to — | 30,040 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F4) On June 22, 2022, the Reporting Person was granted 30,040 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on October 1, 2022, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| 3 | Derivative | Restricted Stock Units | 2022-06-21 | M | D | 1,457 | $0.00 | 0 | D | — · — to — | 1,457 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F2) On November 15, 2021, the Reporting Person was granted 3,649 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). Of that amount, 752 RSUs were scheduled to vest on January 1, 2022, 1,440 RSUs were scheduled to vest on April 1, 2022, and 1,457 RSUs were scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |