Form 4 for HOOD Robinhood Markets
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001783879-22-000179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-01 | HOOD | Warnick Jason | CFO | F - Tax | $9.04 | -6,229 | 435.1K | -1% | -$56.3K |
| D | 2022-08-03 | 2022-08-01 | HOOD | Warnick Jason | CFO | M - OptEx | — | +14.6K | 441.3K | +3% | — |
| D | 2022-08-03 | 2022-08-01 | HOOD | Warnick Jason | CFO | M - OptEx | $0.00 | -14.6K | 58.3K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-01 | F | D | 6,229 | $9.04 | 435,084 | D | — | — | (F2) Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 14,583 RSUs and does not represent a sale by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2022-08-01 | M | A | 14,583 | — | 441,313 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 3 | Derivative | Restricted Stock Units | 2022-08-01 | M | D | 14,583 | $0.00 | 58,334 | D | — · — to 2025-12-14 | 14,583 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F3) On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. |