Form 4 for HOOD Robinhood Markets
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001783879-23-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | HOOD | Howard Gretchen | COO | M - OptEx | $5.93 | +25.1K | 619.2K | +4% | +$148.7K |
| D | 2023-02-22 | 2023-02-17 | HOOD | Howard Gretchen | COO | M - OptEx | $0.00 | -25.1K | 163.4K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | M | A | 25,078 | $5.93 | 619,235 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2023-02-17 | M | D | 25,078 | $0.00 | 163,415 | D | $5.93 · — to 2029-02-14 | 25,078 Class A Common Stock | (F1) On February 15, 2019, the Reporting Person was granted an option to purchase 394,283 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which grant was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on January 1, 2020, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |