Form 4 for HOOD Robinhood Markets
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-19 · accession 0001783879-23-000145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-21 | 2023-06-19 | HOOD | Zoellick Robert B. | Dir | M - OptEx | — | +7,510 | 48.2K | +18% | — |
| D | 2023-06-21 | 2023-06-20 | HOOD | Zoellick Robert B. | Dir | A - Grant | $0.00 | +22.5K | 22.5K | New | $0 |
| D | 2023-06-21 | 2023-06-19 | HOOD | Zoellick Robert B. | Dir | M - OptEx | $0.00 | -7,510 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-19 | M | A | 7,510 | — | 48,151 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 2 | Derivative | Restricted Stock Units | 2023-06-20 | A | A | 22,500 | $0.00 | 22,500 | D | — · — to — | 22,500 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F4) On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| 3 | Derivative | Restricted Stock Units | 2023-06-19 | M | D | 7,510 | $0.00 | 0 | D | — · — to — | 7,510 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F2) On June 22, 2022, the Reporting Person was granted 30,040 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2022, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment vested no later than the day before Robinhood's 2023 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |