Form 4 for HOOD Robinhood Markets
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001783879-24-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | HOOD | Tenev Vladimir | CEO, Dir | S - Sale | $18.67 | -250.0K | 0 | -100% | -$4.67M |
| D | 2024-04-08 | 2024-04-04 | HOOD | Tenev Vladimir | CEO, Dir | C - Cnv Deriv | — | +250.0K | 250.0K | New | — |
| D | 2024-04-08 | 2024-04-04 | HOOD | Tenev Vladimir | CEO, Dir | C - Cnv Deriv | $0.00 | -250.0K | 50.41M | -0.5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-04 | S | D | 250,000 | $18.67 | 0 | D | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $18.31 to $19.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| 2 | Common | Class A Common Stock | 2024-04-04 | C | A | 250,000 | — | 250,000 | D | — | — | (F1) As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. |
| 3 | Derivative | Class B Common Stock | 2024-04-04 | C | D | 250,000 | $0.00 | 50,412,136 | D | — · — to — | 250,000 Class A Common Stock | (F1) As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. |