InsiderTrades

Form 4 for HOOD Robinhood Markets

Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-01 · accession 0001783879-24-000256 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2024-09-04 2024-09-01 HOOD Gallagher Daniel Martin Jr CLO F - Tax $20.12 -94.7K 1.06M -8% -$1.90M
D 2024-09-04 2024-09-01 HOOD Gallagher Daniel Martin Jr CLO M - OptEx — +196.0K 1.15M +20% —
DM 2024-09-04 2024-09-01 HOOD Gallagher Daniel Martin Jr CLO M - OptEx $0.00 -196.0K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-09-01 F D 94,661 $20.12 1,057,568 D — — (F2) Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 195,982 RSUs and does not represent a sale by the Reporting Person.
2 Common Class A Common Stock 2024-09-01 M A 195,982 — 1,152,229 D — — (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
3 Derivative Restricted Stock Units 2024-09-01 M D 28,935 $0.00 173,612 D — · — to — 28,935 Class A Common Stock (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F3) On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
4 Derivative Restricted Stock Units 2024-09-01 M D 24,414 $0.00 341,797 D — · — to — 24,414 Class A Common Stock (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F6) On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
5 Derivative Restricted Stock Units 2024-09-01 M D 66,490 $0.00 664,894 D — · — to — 66,490 Class A Common Stock (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F5) On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
6 Derivative Restricted Stock Units 2024-09-01 M D 76,143 $0.00 0 D — · — to — 76,143 Class A Common Stock (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F4) On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.