Form 4 for HOOD Robinhood Markets

Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-12 · accession 0001783879-24-000335 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2024-12-16	2024-12-12	HOOD	Bhatt Baiju	Dir	S - Sale	$40.02	-45.1K	0	-100%	-$1.80M
DI	2024-12-16	2024-12-12	HOOD	Bhatt Baiju	Dir	C - Cnv Deriv	—	+45.1K	45.1K	New	—
DI	2024-12-16	2024-12-12	HOOD	Bhatt Baiju	Dir	C - Cnv Deriv	$0.00	-45.1K	57.59M	-0.1%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-12-12	S	D	45,077	$40.02	0	I By Living Trust	—	—
2	Common	Class A Common Stock	2024-12-12	C	A	45,077	—	45,077	I By Living Trust	—	—	(F1) As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
3	Derivative	Class B Common Stock	2024-12-12	C	D	45,077	$0.00	57,587,509	I By Living Trust	— · — to —	45,077 Class A Common Stock	(F1) As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.