Form 4 for HOOD Robinhood Markets

Accepted 2025-01-24 00:00:00 ET · period of report 2025-01-22 · accession 0001783879-25-000030 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2025-01-24	2025-01-22	HOOD	Bhatt Baiju	Dir	S - Sale	$50.67	-90.9K	0	-100%	-$4.60M
DI	2025-01-24	2025-01-22	HOOD	Bhatt Baiju	Dir	C - Cnv Deriv	—	+90.9K	90.9K	New	—
DI	2025-01-24	2025-01-22	HOOD	Bhatt Baiju	Dir	C - Cnv Deriv	$0.00	-90.9K	57.26M	-0.2%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2025-01-22	S	D	90,866	$50.67	0	I By Living Trust	—	—
2	Common	Class A Common Stock	2025-01-22	C	A	90,866	—	90,866	I By Living Trust	—	—	(F1) As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
3	Derivative	Class B Common Stock	2025-01-22	C	D	90,866	$0.00	57,260,380	I By Living Trust	— · — to —	90,866 Class A Common Stock	(F1) As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.