Form 4 for HOOD Robinhood Markets
Accepted 2025-02-19 00:00:00 ET · period of report 2025-02-14 · accession 0001783879-25-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-19 | 2025-02-14 | HOOD | Warnick Jason | CFO | S - Sale+OE | $63.72 | -150.0K | 896.5K | -14% | -$9.56M |
| D | 2025-02-19 | 2025-02-14 | HOOD | Warnick Jason | CFO | M - OptEx | $5.93 | +150.0K | 1.05M | +17% | +$889.5K |
| D | 2025-02-19 | 2025-02-14 | HOOD | Warnick Jason | CFO | M - OptEx | $0.00 | -150.0K | 550.0K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-02-14 | S | D | 150,000 | $63.72 | 896,543 | D | — | — | (F1) This transaction was executed in multiple trades during the day at prices ranging from $63.50 to $64.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| 2 | Common | Class A Common Stock | 2025-02-14 | M | A | 150,000 | $5.93 | 1,046,543 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2025-02-14 | M | D | 150,000 | $0.00 | 550,000 | D | $5.93 · — to 2028-12-14 | 150,000 Class A Common Stock | (F2) On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |