Form 4 for HOOD Robinhood Markets
Accepted 2025-02-20 00:00:00 ET · period of report 2025-02-18 · accession 0001783879-25-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-20 | 2025-02-18 | HOOD | Gallagher Daniel Martin Jr | CLO | M - OptEx | $10.24 | +50.0K | 756.6K | +7% | +$512.0K |
| D | 2025-02-20 | 2025-02-18 | HOOD | Gallagher Daniel Martin Jr | CLO | S - Sale+OE | $60.77 | -50.0K | 706.6K | -7% | -$3.04M |
| D | 2025-02-20 | 2025-02-18 | HOOD | Gallagher Daniel Martin Jr | CLO | M - OptEx | $0.00 | -50.0K | 169.6K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-02-18 | M | A | 50,000 | $10.24 | 756,642 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-02-18 | S | D | 50,000 | $60.77 | 706,642 | D | — | — | (F1) This transaction was executed in multiple trades during the day at prices ranging from $60.75 to $60.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2025-02-18 | M | D | 50,000 | $0.00 | 169,595 | D | $10.24 · — to 2030-07-05 | 50,000 Class A Common Stock | (F2) On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan . This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering. |