Form 4 for HOOD Robinhood Markets
Accepted 2025-03-25 00:00:00 ET · period of report 2025-03-21 · accession 0001783879-25-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-03-25 | 2025-03-21 | HOOD | Bhatt Baiju | Dir | S - Sale | $43.21 | -223.5K | 0 | -100% | -$9.66M |
| DI | 2025-03-25 | 2025-03-21 | HOOD | Bhatt Baiju | Dir | C - Cnv Deriv | — | +223.5K | 223.5K | New | — |
| DI | 2025-03-25 | 2025-03-21 | HOOD | Bhatt Baiju | Dir | C - Cnv Deriv | $0.00 | -223.5K | 56.66M | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-21 | S | D | 223,528 | $43.21 | 0 | I By Living Trust | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $41.57 to $44.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| 2 | Common | Class A Common Stock | 2025-03-21 | C | A | 223,528 | — | 223,528 | I By Living Trust | — | — | (F1) As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. |
| 3 | Derivative | Class B Common Stock | 2025-03-21 | C | D | 223,528 | $0.00 | 56,655,903 | I By Living Trust | — · — to — | 223,528 Class A Common Stock | (F4) Reflects the prior transfer of 232,097 shares of Class B Common Stock from another trust affiliated with the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. (F1) As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. |