Form 4 for HOOD Robinhood Markets
Accepted 2025-04-02 00:00:00 ET · period of report 2025-03-31 · accession 0001783879-25-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-02 | 2025-04-01 | HOOD | RUBINSTEIN JONATHAN | Dir | M - OptEx | — | +2,521 | 16.5K | +18% | — |
| D | 2025-04-02 | 2025-03-31 | HOOD | RUBINSTEIN JONATHAN | Dir | A - Grant | — | +702 | 21.1K | +3% | — |
| D | 2025-04-02 | 2025-04-01 | HOOD | RUBINSTEIN JONATHAN | Dir | M - OptEx | $0.00 | -2,521 | 2,522 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-01 | M | A | 2,521 | — | 16,548 | D | — | — | (F2) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F3) Reflects the prior transfer of 7,049 shares of Class A Common Stock from the Reporting person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. |
| 2 | Common | Class A Common Stock | 2025-03-31 | A | A | 702 | — | 21,076 | D | — | — | (F1) On March 31, 2025, the Reporting Person was automatically granted 702 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2025 closing price of $41.62 per share of Class A Common Stock, and these shares were fully vested upon grant. |
| 3 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 2,521 | $0.00 | 2,522 | D | — · — to — | 2,521 Class A Common Stock | (F2) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F4) On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |