Form 4 for HOOD Robinhood Markets
Accepted 2025-04-25 00:00:00 ET · period of report 2025-04-23 · accession 0001783879-25-000136 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-04-25 | 2025-04-23 | HOOD | Bhatt Baiju | Dir | C - Cnv Deriv | — | +47.1K | 47.1K | New | — |
| DI | 2025-04-25 | 2025-04-23 | HOOD | Bhatt Baiju | Dir | S - Sale | $45.27 | -47.1K | 0 | -100% | -$2.13M |
| DI | 2025-04-25 | 2025-04-23 | HOOD | Bhatt Baiju | Dir | C - Cnv Deriv | $0.00 | -47.1K | 54.34M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-23 | C | A | 47,133 | — | 47,133 | I By Living Trust | — | — | (F1) As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. |
| 2 | Common | Class A Common Stock | 2025-04-23 | S | D | 47,133 | $45.27 | 0 | I By Living Trust | — | — | |
| 3 | Derivative | Class B Common Stock | 2025-04-23 | C | D | 47,133 | $0.00 | 54,338,675 | I By Living Trust | — · — to — | 47,133 Class A Common Stock | (F3) Reflects the prior transfer of 2,000,000 shares of Class B Common Stock from the Living Trust to another trust affiliated with the Reporting Person, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. (F1) As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. |