Form 4 for HOOD Robinhood Markets
Accepted 2025-07-02 00:00:00 ET · period of report 2025-06-30 · accession 0001783879-25-000227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-02 | 2025-06-30+ | HOOD | Warnick Jason | CFO | M - OptEx | $5.93 | +194.3K | 618.1K | +46% | +$1.15M |
| D | 2025-07-02 | 2025-07-01 | HOOD | Warnick Jason | CFO | F - Tax | $93.63 | -7,829 | 610.3K | -1% | -$733.0K |
| D | 2025-07-02 | 2025-06-30 | HOOD | Warnick Jason | CFO | S - Sale+OE | $90.09 | -175.0K | 598.8K | -23% | -$15.77M |
| DM | 2025-07-02 | 2025-06-30+ | HOOD | Warnick Jason | CFO | M - OptEx | $0.00 | -194.3K | 375.0K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-06-30 | M | A | 175,000 | $5.93 | 773,797 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-07-01 | F | D | 7,829 | $93.63 | 610,258 | D | — | — | (F4) Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 19,290 RSUs and does not represent a sale by the Reporting Person. |
| 3 | Common | Class A Common Stock | 2025-07-01 | M | A | 19,290 | — | 618,087 | D | — | — | (F3) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 4 | Common | Class A Common Stock | 2025-06-30 | S | D | 175,000 | $90.09 | 598,797 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2025. (F2) This transaction was executed in multiple trades during the day at prices ranging from $90.00 to $90.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| 5 | Derivative | Restricted Stock Units | 2025-07-01 | M | D | 19,290 | $0.00 | 38,580 | D | — · — to — | 19,290 Class A Common Stock | (F3) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F6) On March 24, 2022, the Reporting Person was granted 77,160 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-06-30 | M | D | 175,000 | $0.00 | 375,000 | D | $5.93 · — to 2028-12-14 | 175,000 Class A Common Stock | (F5) On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |