Form 4 for HL HECLA MINING CO/DE/
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001784406-21-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-04 | 2021-09-30 | HL | Roberts Lauren M | SVP, COO | A - Grant | $0.00 | +2,415 | 2,415 | New | $0 |
| D | 2021-10-04 | 2021-09-30 | HL | Roberts Lauren M | SVP, COO | A - Grant | $6.23 | +12.9K | 688.9K | +2% | +$80.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | A | A | 2,415 | $0.00 | 2,415 | I By 401(k) Plan | — | — | (F1) Held as 200.783 units in Mr. Robert's 41(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,415 shares. |
| 2 | Derivative | Phantom Stock | 2021-09-30 | A | A | 12,913 | $6.23 | 688,870 | D | — · — to — | 12,913 Common Stock | (F4) The share price is based on the average closing price of Hecla's common stock for each day during the third quarter. (F5) Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 324,733 shares of phantom stock held under the Key Employee Deferred Compensation Plan. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. |