Form 4 for AX Axos Financial, Inc.
Accepted 2025-11-18 00:00:00 ET · period of report 2025-11-14 · accession 0001787292-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-18 | 2025-11-14 | AX | Bohlig Tamara N | Dir | D - Sale to Iss | $79.12 | -2,144 | 15.1K | -12% | -$169.6K |
| D | 2025-11-18 | 2025-11-14 | AX | Bohlig Tamara N | Dir | M - OptEx | $79.12 | +4,289 | 17.2K | +33% | +$339.3K |
| D | 2025-11-18 | 2025-11-14 | AX | Bohlig Tamara N | Dir | A - Grant | $0.00 | +3,615 | 3,615 | New | $0 |
| D | 2025-11-18 | 2025-11-14 | AX | Bohlig Tamara N | Dir | M - OptEx | $0.00 | -4,289 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-14 | D | D | 2,144 | $79.12 | 15,064 | D | — | — | (F2) Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| 2 | Common | Common Stock | 2025-11-14 | M | A | 4,289 | $79.12 | 17,208 | D | — | — | (F1) The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
| 3 | Derivative | Restricted Stock Units | 2025-11-14 | A | A | 3,615 | $0.00 | 3,615 | D | — · — to — | 3,615 Common Stock | (F5) The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. (F3) Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. (F6) The RSU's fully vest on January 3, 2027. |
| 4 | Derivative | Restricted Stock Units | 2025-11-14 | M | D | 4,289 | $0.00 | 0 | D | — · — to — | 4,289 Common Stock | (F1) The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. (F3) Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. (F4) The RSUs fully vest on the one year anniversary of the grant date. |