Form 4 for IPST IP STRATEGY HOLDINGS, INC.
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-25 · accession 0001788230-24-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-26 | 2024-11-25 | IPST | Stiefel Jennifer D H | Pres, Sec, Dir | M - OptEx | $0.00 | +27.0K | 64.8K | +71% | $0 |
| DI | 2024-11-26 | 2024-11-25 | IPST | Stiefel Jennifer D H | Pres, Sec, Dir | M - OptEx | $0.00 | +27.0K | 40.7K | +197% | $0 |
| D | 2024-11-26 | 2024-11-25 | IPST | Stiefel Jennifer D H | Pres, Sec, Dir | M - OptEx | $0.00 | -27.0K | 0 | -100% | $0 |
| DI | 2024-11-26 | 2024-11-25 | IPST | Stiefel Jennifer D H | Pres, Sec, Dir | M - OptEx | $0.00 | -27.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | M | A | 27,000 | $0.00 | 64,844 | D By spouse | — | — | (F1) Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account (F2) These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| 2 | Common | Common Stock | 2024-11-25 | M | A | 27,000 | $0.00 | 40,699 | I | — | — | |
| 3 | Derivative | Warrants to Puchase Shares of Common Stock | 2024-11-25 | M | D | 27,000 | $0.00 | 0 | D By spouse | — · — to — | 27,000 Common Stock | (F2) These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. (F3) The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. |
| 4 | Derivative | Warrants to Puchase Shares of Common Stock | 2024-11-25 | M | D | 27,000 | $0.00 | 0 | I | — · — to — | 27,000 Common Stock | (F3) The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. |