Form 4 for IPST IP STRATEGY HOLDINGS, INC.
Accepted 2025-08-19 00:00:00 ET · period of report 2025-06-27 · accession 0001788230-25-000138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-19 | 2025-08-15 | IPST | Swann Matthew J | Dir | J - Other | $0.00 | +13.3K | 119.1K | +13% | $0 |
| DM | 2025-08-19 | 2025-08-15 | IPST | Swann Matthew J | Dir | J - Other | $0.00 | +243.0K | 133.2K | New | $0 |
| D | 2025-08-19 | 2025-06-27 | IPST | Swann Matthew J | Dir | P - Purchase | $10.00 | +10.0K | 10.0K | New | +$100.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-15 | J | A | 13,315 | $0.00 | 119,065 | D | — | — | (F1) On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement. |
| 2 | Derivative | Pre-Funded Warrant to Purchase Common Stock | 2025-08-15 | J | A | 119,839 | $0.00 | 119,839 | D | $0.01 · — to 2030-08-08 | 119,839 Common Stock | (F1) On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement. (F4) The pre-funded warrant reported herein will become exercisable on the earlier of (i) six months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $2.00 per share. |
| 3 | Derivative | Series B Convertible Preferred Stock | 2025-06-27 | P | A | 10,000 | $10.00 | 10,000 | D | $0.5 · 2025-12-24 to 2028-06-27 | 264,000 Common Stock | |
| 4 | Derivative | Series B Convertible Preferred Stock | 2025-08-15 | J | D | 10,000 | $0.00 | 0 | D | $0.5 · 2025-12-24 to 2028-06-27 | 13,315 Common Stock | (F1) On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement. |
| 5 | Derivative | Pre-Funded Warrant to Purchase Common Stock | 2025-08-15 | J | A | 133,155 | $0.00 | 133,155 | D | $0.01 · — to 2030-08-08 | 133,155 Common Stock | (F1) On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement. (F3) The pre-funded warrant reported herein will become exercisable on the earlier of (i) three months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $1.50 per share. |