Form 4 for GS Goldman Sachs
Accepted 2024-01-25 00:00:00 ET · period of report 2024-01-23 · accession 0001792653-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-25 | 2024-01-23 | GS | FREDMAN SHEARA J | CAO | F - Tax | $385.96 | -2,024 | 15.8K | -11% | -$781.2K |
| DM | 2024-01-25 | 2024-01-23 | GS | FREDMAN SHEARA J | CAO | S - Sale+OE | $380.15 | -4,300 | 11.5K | -27% | -$1.63M |
| D | 2024-01-25 | 2024-01-23 | GS | FREDMAN SHEARA J | CAO | M - OptEx | — | +3,822 | 17.8K | +27% | — |
| D | 2024-01-25 | 2024-01-23 | GS | FREDMAN SHEARA J | CAO | M - OptEx | — | -3,822 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | F | D | 2,024 | $385.96 | 15,763 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | S | D | 1,530 | $379.36 | 14,233 | D | — | — | (F3) Reflects a weighted average sale price of $379.36 per share, at prices ranging from $378.84 to $379.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | S | D | 2,479 | $380.47 | 11,754 | D | — | — | (F4) Reflects a weighted average sale price of $380.47 per share, at prices ranging from $379.84 to $380.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | M | A | 3,822 | — | 17,787 | D | — | — | (F1) On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | S | D | 185 | $381.06 | 11,569 | D | — | — | (F5) Reflects a weighted average sale price of $381.06 per share, at prices ranging from $380.86 to $381.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | S | D | 39 | $382.99 | 11,463 | D | — | — | |
| 7 | Common | Common Stock, par value $0.01 per share | 2024-01-23 | S | D | 67 | $382.18 | 11,502 | D | — | — | (F6) Reflects a weighted average sale price of $382.18 per share, at prices ranging from $381.89 to $382.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Derivative | Restricted Stock Units | 2024-01-23 | M | D | 3,822 | — | 0 | D | — · — to — | 3,822 Common Stock par value $0.01 per share | (F1) On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. |