Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-08-06 00:00:00 ET · period of report 2021-08-04 · accession 0001794515-21-000223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-06 | 2021-08-04 | GTM | Hyzer Peter Cameron | CFO | S - Sale+OE | $58.11 | -9,292 | 200 | -98% | -$540.0K |
| D | 2021-08-06 | 2021-08-04 | GTM | Hyzer Peter Cameron | CFO | F - Tax | $56.50 | -708 | 9,292 | -7% | -$40.0K |
| D | 2021-08-06 | 2021-08-04 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $4.00 | +10.0K | 10.0K | New | +$40.0K |
| D | 2021-08-06 | 2021-08-04 | GTM | Hyzer Peter Cameron | CFO | M - OptEx | $0.00 | -10.0K | 1.59M | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-04 | S | D | 200 | $59.92 | 0 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $59.89 to $59.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Class A Common Stock | 2021-08-04 | S | D | 1,666 | $57.03 | 6,926 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $56.73 to $57.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Class A Common Stock | 2021-08-04 | S | D | 700 | $55.94 | 8,592 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $55.67 to $56.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Class A Common Stock | 2021-08-04 | F | D | 708 | $56.50 | 9,292 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-08-04 | M | A | 10,000 | $4.00 | 10,000 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-08-04 | S | D | 4,850 | $58.37 | 2,076 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $57.73 to $58.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 7 | Common | Class A Common Stock | 2021-08-04 | S | D | 1,876 | $59.02 | 200 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $58.74 to $59.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 8 | Derivative | Class P Units of ZoomInfo Holdings LLC | 2021-08-04 | M | D | 10,000 | $0.00 | 1,593,518 | D | $4.00 · — to — | 10,000 Class A Common Stock | (F1) Reflects Class P limited liability company units of ZoomInfo Holdings LLC ("Class P Units") which are profits interests that are economically similar to a stock settled stock option. Vested Class P units are exchangeable, at the holder's election, into a number of shares of Class A common stock ("Class A Common Stock") of ZoomInfo Technologies Inc. (the "Issuer") equal in value to the "spread value" represented by the excess of the value of shares of Class A Common Stock at the time of exchange above the "distribution threshold" associated with the Class P Units, multiplied by the number of Class P Units being exchanged. The number reflected in Table II reflects the number of Class P Units held by the Reporting Person. Reflects an original amount of 1,753,518 Class P Units, of which 50% vested on November 12, 2020, and the remaining 50% vest in equal monthly installments during the 24 months following November 12, 2020. |