Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001794515-21-000248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-16 | GTM | Schuck Henry | CEO, Dir, 10% | S - Sale+OE | $59.70 | -400.0K | 195.6K | -67% | -$23.88M |
| D | 2021-08-18 | 2021-08-16 | GTM | Schuck Henry | CEO, Dir, 10% | M - OptEx | — | +400.0K | 400.0K | New | — |
| DM | 2021-08-18 | 2021-08-16 | GTM | Schuck Henry | CEO, Dir, 10% | M - OptEx | $0.00 | -400.0K | 400.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-16 | S | D | 3,700 | $61.77 | 0 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $61.72 to $61.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Class A Common Stock | 2021-08-16 | S | D | 28,008 | $60.92 | 3,700 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.72 to $61.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Class A Common Stock | 2021-08-16 | S | D | 163,864 | $60.11 | 31,708 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $59.72 to $60.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Class A Common Stock | 2021-08-16 | M | A | 400,000 | — | 400,000 | D | — | — | (F3) Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 5 | Common | Class A Common Stock | 2021-08-16 | S | D | 204,428 | $59.16 | 195,572 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $58.72 to $59.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 6 | Derivative | LLC Units of ZoomInfo Holdings LLC | 2021-08-16 | M | D | 400,000 | $0.00 | 0 | D | — · — to — | 400,000 Class A Common Stock | (F3) Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 7 | Derivative | LLC Units of HSKB Funds, LLC | 2021-08-16 | M | D | 400,000 | $0.00 | 2,263,514 | D | — · — to — | 400,000 Class A Common Stock | (F8) Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 8 | Derivative | LLC Units of ZoomInfo Holdings LLC | 2021-08-16 | M | A | 400,000 | $0.00 | 400,000 | D | — · — to — | 400,000 Class A Common Stock | (F3) Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |