Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-08-24 00:00:00 ET · period of report 2021-03-14 · accession 0001794515-21-000260 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-20 | GTM | HSKB Funds II, LLC | 10% | C - Cnv Deriv | $0.00 | +1.72M | 1.72M | New | $0 |
| DM | 2021-08-24 | 2021-03-14+ | GTM | HSKB Funds II, LLC | 10% | J - Other | $0.00 | -3,939 | 1.73M | -0.2% | $0 |
| D | 2021-08-24 | 2021-08-20 | GTM | HSKB Funds II, LLC | 10% | C - Cnv Deriv | $0.00 | -1.72M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-20 | C | A | 1,723,522 | $0.00 | 1,723,522 | D | — | — | |
| 2 | Derivative | LLC Units of ZoomInfo Intermediate Holdings LLC | 2021-06-06 | J | D | 3,001 | $0.00 | 1,723,835 | D | — · — to — | 3,001 Class A Common Stock | (F2) Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A Common Stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 3 | Derivative | LLC Units of ZoomInfo Intermediate Holdings LLC | 2021-06-14 | J | D | 313 | $0.00 | 1,723,522 | D | — · — to — | 313 Class A Common Stock | (F2) Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A Common Stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 4 | Derivative | LLC Units of ZoomInfo Intermediate Holdings LLC | 2021-08-20 | C | D | 1,723,522 | $0.00 | 0 | D | — · — to — | 1,723,522 Class A Common Stock | (F2) Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A Common Stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 5 | Derivative | LLC Units of ZoomInfo Intermediate Holdings LLC | 2021-03-14 | J | D | 313 | $0.00 | 1,727,148 | D | — · — to — | 313 Class A Common Stock | (F2) Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A Common Stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |
| 6 | Derivative | LLC Units of ZoomInfo Intermediate Holdings LLC | 2021-05-14 | J | D | 312 | $0.00 | 1,726,836 | D | — · — to — | 312 Class A Common Stock | (F2) Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A Common Stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |