Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0001794515-21-000270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-09-07 | 2021-09-02 | GTM | Schuck Henry | CEO, Dir, 10% | S - Sale | $62.00 | -386.0K | 0 | -100% | -$23.93M |
| DI | 2021-09-07 | 2021-09-02 | GTM | Schuck Henry | CEO, Dir, 10% | C - Cnv Deriv | — | +386.0K | 386.0K | New | — |
| DI | 2021-09-07 | 2021-09-02 | GTM | Schuck Henry | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -386.0K | 24.69M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-02 | S | D | 386,020 | $62.00 | 0 | I See Footnote | — | — | (F2) Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC. |
| 2 | Common | Class A Common Stock | 2021-09-02 | C | A | 386,020 | — | 386,020 | I See Footnote | — | — | (F1) Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings (WA), LLC, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. (F2) Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC. |
| 3 | Derivative | LLC Units of ZoomInfo Holdings LLC | 2021-09-02 | C | D | 386,020 | $0.00 | 24,692,054 | I See Footnote | — · — to — | 386,020 Class A Common Stock | (F4) Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings (WA), LLC. (F2) Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC. (F1) Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings (WA), LLC, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. |